Preparing for a regulatory examination is not an event, it is a process. The key is in actively reviewing and monitoring not only compliance risks, but also process change. A successful exam is dependent upon telling your story in a way that examiners see a culture of compliance throughout the organization. Discover the do’s and don’ts of telling your institution’s story, as well as successful strategies for achieving positive outcomes in an examination.
Speakers:
Austin Brown – Attorney, Skadden, Arps, Slate, Meagher & Flom, LLP
Nima Vahdat – EVP General Counsel & Chief Compliance Officer, Americor
Sharon Whitaker – Vice President | Real Estate Finance, ABA